| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APLS | Common Stock | Options Exercise | $801,000 | +300,000 | +109% | $2.67 | 574,655 | 01 Sep 2023 | Direct | |
| transaction | APLS | Common Stock | Sale | $5,826,506 | -139,716 | -24% | $41.70 | 434,939 | 01 Sep 2023 | Direct | F5 |
| transaction | APLS | Common Stock | Sale | $436,453 | -10,284 | -2.4% | $42.44 | 424,655 | 01 Sep 2023 | Direct | F6 |
| holding | APLS | Common Stock | 382,946 | 01 Sep 2023 | Indirect Owner (The Cedric Francois Irrevocable Trust of 2023 - 2) | F1 | |||||
| holding | APLS | Common Stock | 654,211 | 01 Sep 2023 | Indirect Owner (The Cedric Francois Irrevocable Trust of 2023) | F2 | |||||
| holding | APLS | Common Stock | 300,000 | 01 Sep 2023 | Indirect Owner (The Francois Grossi Trust) | F3 | |||||
| holding | APLS | Common Stock | 234,411 | 01 Sep 2023 | Indirect Owner (The Francois-DuBois Educational Trust) | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APLS | Stock Option (Right to Buy) | Options Exercise | $0 | -300,000 | -100% | $0.000000* | 0 | 01 Sep 2023 | Common Stock | 300,000 | $2.67 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | The securities are held by The Cedric Francois Irrevocable Trust of 2023 - 2. William V. A. Zorn is the trustee of The Cedric Francois Irrevocable Trust of 2023 - 2. The reporting person disclaims beneficial ownership over the shares held by The Cedric Francois Irrevocable Trust of 2023 - 2 except to the extent of his pecuniary interest therein. |
| F2 | The securities are held by The Cedric Francois Irrevocable Trust of 2023. William V. A. Zorn is the trustee of The Cedric Francois Irrevocable Trust of 2023. The reporting person disclaims beneficial ownership over the shares held by The Cedric Francois Irrevocable Trust of 2023 except to the extent of his pecuniary interest therein. |
| F3 | The securities are held by The Francois Grossi Trust, for which Juliana Grossi, the spouse of the reporting person, serves as trustee. The reporting person disclaims beneficial ownership over the shares held by the Francois Grossi Trust except to the extent of his pecuniary interest therein. |
| F4 | The securities are held by The Francois-DuBois Educational Trust, for which the Fiduciary Trust Company of New England serves as trustee. The reporting person disclaims beneficial ownership over the shares held by The Francois-DuBois Educational Trust except to the extent of his pecuniary interest therein. |
| F5 | This transaction was executed in multiple trades at prices ranging from $41.26 - $42.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | This transaction was executed in multiple trades at prices ranging from $42.27 - $42.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | This option was granted on December 5, 2013 and fully vested. |