David W. Gibbs - 16 Oct 2023 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer, Director
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
16 Oct 2023
Transactions value $
-$412,309
Form type
4
Filing time
17 Oct 2023, 10:26:45 UTC
Previous filing
04 Oct 2023
Next filing
03 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $153,924 +3,065 +5.3% $50.22 60,390 16 Oct 2023 Direct F1
transaction YUM Common Stock Disposed to Issuer -$153,930 -1,317 -2.2% $116.88 59,073 16 Oct 2023 Direct F1
transaction YUM Common Stock Sale -$205,477 -1,748 -3% $117.55 57,325 16 Oct 2023 Direct F2
transaction YUM Common Stock Options Exercise $154,928 +3,085 +5.4% $50.22 60,410 16 Oct 2023 Direct F1
transaction YUM Common Stock Disposed to Issuer -$154,982 -1,326 -2.2% $116.88 59,084 16 Oct 2023 Direct F1
transaction YUM Common Stock Sale -$206,770 -1,759 -3% $117.55 57,325 16 Oct 2023 Direct F2
holding YUM Common Stock 39,499 16 Oct 2023 Trust - DWG
holding YUM Common Stock 26,394 16 Oct 2023 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -3,065 -25% $0 9,195 16 Oct 2023 Common Stock 3,065 $50.22 Direct F1, F3
transaction YUM Stock Appreciation Right Options Exercise $0 -3,085 -20% $0 12,286 16 Oct 2023 Common Stock 3,085 $50.22 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Pursuant to 10b5-1 Plan adopted on February 24, 2023
F3 Vesting occurs on a quarterly basis beginning one year from grant date.