-
Signature
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/s/ Leanne Michels, attorney-in-fact
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Issuer symbol
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JCI
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Transactions as of
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16 Oct 2023
-
Net transactions value
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-$1,706,011
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Form type
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4
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Filing time
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17 Oct 2023, 16:22:10 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
JCI |
Ordinary Shares |
Options Exercise |
$3,705,486 |
+103,332 |
+11% |
$35.86 |
1,083,091 |
16 Oct 2023 |
Direct |
F1 |
| transaction |
JCI |
Ordinary Shares |
Sale |
$5,411,497 |
-103,332 |
-9.5% |
$52.37 |
979,759 |
16 Oct 2023 |
Direct |
F2 |
| holding |
JCI |
Ordinary Shares |
|
|
|
|
|
69,866 |
16 Oct 2023 |
Oliver Family Trust (SLAT) |
|
| holding |
JCI |
Ordinary Shares |
|
|
|
|
|
208,414 |
16 Oct 2023 |
GRO Sr. 5 Year GRAT |
|
| holding |
JCI |
Ordinary Shares |
|
|
|
|
|
112,117 |
16 Oct 2023 |
GRO Sr. 2 Year GRAT |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
JCI |
Employee Stock Option (Right to Buy) |
Options Exercise |
$0 |
-103,332 |
-50% |
$0.000000 |
103,332 |
16 Oct 2023 |
Ordinary Shares |
103,332 |
$35.86 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: