My Chi To - 24 Oct 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Legal Officer and Corporate Secretary
Signature
/s/ Julie A. Watson, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
24 Oct 2023
Net transactions value
+$156,667
Form type
4
Filing time
25 Oct 2023, 16:37:35 UTC
Previous filing
24 Feb 2023
Next filing
22 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $253,133 +3,818 $66.30 3,818 24 Oct 2023 Direct F1
transaction VOYA Common Stock Tax liability $96,466 -1,455 -38% $66.30 2,363 24 Oct 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -3,818 -19% $0.000000 15,920 24 Oct 2023 Common Stock 3,818 Direct F2
holding VOYA Performance-Based Stock Options 10,121 24 Oct 2023 Common Stock 10,121 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awareded as compensation.
F2 The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.

Remarks:

Executive Vice President, Chief Legal Officer and Corporate Secretary