John M. McKenna - 09 Nov 2023 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
EVP, Pres. Tompkins Comm. Bank
Signature
/s/ John M. McKenna
Issuer symbol
TMP
Transactions as of
09 Nov 2023
Transactions value $
$79,197
Form type
4
Filing time
14 Nov 2023, 12:48:19 UTC
Previous filing
15 Nov 2022
Next filing
13 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Award $84,948 +1,665 +12.88% $51.02 14,595 09 Nov 2023 Direct F1
transaction TMP Common Stock Tax liability -$5,751 -113 -0.8% $50.9 14,070 12 Nov 2023 Direct F2
holding TMP Common Stock 2,020 09 Nov 2023 by 401(K) ESOP
holding TMP Common Stock 122 09 Nov 2023 by 401(K) ISOP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.
F2 Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.