-
Signature
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/s/ M. Gayle Hobson, POA
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Issuer symbol
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YUM
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Transactions as of
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15 Nov 2023
-
Transactions value $
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$-477,019
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Form type
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4
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Filing time
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16 Nov 2023, 09:32:16 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
YUM |
Common Stock |
Options Exercise |
$153,924 |
+3,065 |
+5.35% |
$50.22 |
60,390 |
15 Nov 2023 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Disposed to Issuer |
$-153,929 |
-1,207 |
-2% |
$127.53 |
59,183 |
15 Nov 2023 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Sale |
$-237,768 |
-1,858 |
-3.14% |
$127.97 |
57,325 |
15 Nov 2023 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Options Exercise |
$154,878 |
+3,084 |
+5.38% |
$50.22 |
60,409 |
15 Nov 2023 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Disposed to Issuer |
$-154,949 |
-1,215 |
-2.01% |
$127.53 |
59,194 |
15 Nov 2023 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Sale |
$-239,176 |
-1,869 |
-3.16% |
$127.97 |
57,325 |
15 Nov 2023 |
Direct |
F1 |
| holding |
YUM |
Common Stock |
|
|
|
|
|
39,499 |
15 Nov 2023 |
Trust - DWG |
|
| holding |
YUM |
Common Stock |
|
|
|
|
|
26,394 |
15 Nov 2023 |
Trust SJG |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
YUM |
Stock Appreciation Right |
Options Exercise |
$0 |
-3,065 |
-33.3% |
$0.000000 |
6,130 |
15 Nov 2023 |
Common Stock |
3,065 |
$50.22 |
Direct |
F1, F2 |
| transaction |
YUM |
Stock Appreciation Right |
Options Exercise |
$0 |
-3,084 |
-25.1% |
$0.000000 |
9,203 |
15 Nov 2023 |
Common Stock |
3,084 |
$50.22 |
Direct |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: