Penelope M. Conner - 17 Nov 2023 Form 4 Insider Report for EVERSOURCE ENERGY (ES)

Role
EVP-Cust Exp & Energy Strategy
Signature
/s/ Kerry J. Tomasevich, attorney-in-fact for Ms. Conner
Issuer symbol
ES
Transactions as of
17 Nov 2023
Transactions value $
$136,211
Form type
4
Filing time
21 Nov 2023, 17:21:34 UTC
Previous filing
24 Feb 2023
Next filing
02 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ES Common Shares, $5.00 par value 602 17 Nov 2023 By 401k Plan Trustee F1
holding ES Common Shares, $5.00 par value 8,033 17 Nov 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ES Phantom Shares Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $136,211 +2,328 +17.8% $58.51 15,440 17 Nov 2023 Common Shares, $5.00 par value 2,328 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F2 Includes restricted share units and dividend equivalents thereon.
F3 Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified plan, that is nominally invested as common shares. Each phantom share represents the right to receive one common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents and are exempt from the line item reporting under SEC rule 16a-11. Shares of phantom stock may be transferred by the reporting person into an alternative investment at any time.