Warton Wang - 21 Nov 2023 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, KFC
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
21 Nov 2023
Transactions value $
-$185,975
Form type
4
Filing time
24 Nov 2023, 08:38:17 UTC
Previous filing
20 Sep 2023
Next filing
21 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $155,596 +7,305 +411% $21.3 9,083 21 Nov 2023 Direct
transaction YUMC Common Stock Sale -$185,960 -3,975 -44% $46.78 5,108 21 Nov 2023 Direct F1
transaction YUMC Common Stock Disposed to Issuer -$155,610 -3,330 -65% $46.73 1,778 21 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -7,305 -100% $0* 0 21 Nov 2023 Common Stock 7,305 $21.3 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $46.78 to $46.785. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2 Vested in full.