CLAIBORNE R. RANKIN - 08 Dec 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
08 Dec 2023
Net transactions value
$0
Form type
4
Filing time
12 Dec 2023, 15:21:55 UTC
Previous filing
04 Oct 2023
Next filing
04 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift -189 -0.62% 30,540 08 Dec 2023 By Assoc II F1, F2
transaction NC Class A Common Stock Gift -133 -0.44% 30,407 08 Dec 2023 By Assoc II F1, F2
transaction NC Class A Common Stock Gift -134 -0.44% 30,273 08 Dec 2023 By Assoc II F1, F2
transaction NC Class A Common Stock Gift -200 -0.66% 30,073 08 Dec 2023 By Assoc II F1, F2
transaction NC Class A Common Stock Gift -189 -0.63% 29,884 08 Dec 2023 By Assoc II F1, F2
transaction NC Class A Common Stock Gift -144 -0.48% 29,740 08 Dec 2023 By Assoc II F1, F2
transaction NC Class A Common Stock Gift -377 -1.3% 29,363 08 Dec 2023 By Assoc II F1, F2
transaction NC Class A Common Stock Gift -189 -0.64% 29,174 08 Dec 2023 By Assoc II F1, F2
transaction NC Class A Common Stock Gift -300 -1% 28,874 08 Dec 2023 By Assoc II F1, F2
transaction NC Class A Common Stock Gift -377 -1.3% 28,497 08 Dec 2023 By Assoc II F1, F2
holding NC Class A Common Stock 1,978 08 Dec 2023 By Assoc II/Spouse F3
holding NC Class A Common Stock 2,360 08 Dec 2023 By Spouse/Trust F4
holding NC Class A Common Stock 2,192 08 Dec 2023 By Trust/Daughter 1 F5
holding NC Class A Common Stock 2,192 08 Dec 2023 By Trust/Son F6
holding NC Class A Common Stock 2,192 08 Dec 2023 By Trust/Daughter 2 F7
holding NC Class A Common Stock 1,975 08 Dec 2023 By RMI (Delaware) F8
holding NC Class A Common Stock 25,768 08 Dec 2023 By Trust F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 50,000 08 Dec 2023 Class A Common Stock 50,000 By Assoc I/Spouse F1, F10
holding NC Class B Common Stock 84,474 08 Dec 2023 Class A Common Stock 84,474 By Assoc IV/Spouse F1, F11
holding NC Class B Common Stock 9,430 08 Dec 2023 Class A Common Stock 9,430 By Trust/Daughter 1 F1, F12
holding NC Class B Common Stock 9,430 08 Dec 2023 Class A Common Stock 9,430 By Trust/Son F1, F13
holding NC Class B Common Stock 9,430 08 Dec 2023 Class A Common Stock 9,430 By Trust/Daughter 2 F1, F14
holding NC Class B Common Stock 7,856 08 Dec 2023 Class A Common Stock 7,856 By Trust/Daughter 1 F1, F5
holding NC Class B Common Stock 7,856 08 Dec 2023 Class A Common Stock 7,856 By Trust/Son F1, F6
holding NC Class B Common Stock 7,856 08 Dec 2023 Class A Common Stock 7,856 By Trust/Daughter 2 F1, F7
holding NC Class B Common Stock 25 08 Dec 2023 Class A Common Stock 25 $0.000000 By GP F1, F15
holding NC Class B Common Stock 20,312 08 Dec 2023 Class A Common Stock 20,312 $0.000000 By Assoc I F1, F16
holding NC Class B Common Stock 582 08 Dec 2023 Class A Common Stock 582 $0.000000 By Assoc IV F1, F17
holding NC Class B Common Stock 97,312 08 Dec 2023 Class A Common Stock 97,312 $0.000000 By Trust F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F3 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F5 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Chloe R. Seelbach.
F6 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Claiborne R. Rankin, Jr.
F7 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Julia R. Kuipers.
F8 Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
F9 Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin.
F10 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F11 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F12 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Chloe R. Seelbach.
F13 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Claiborne Rankin, Jr.
F14 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Julia R. Kuipers.
F15 GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F16 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
F17 (RAIV) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.