Barry Canton - 08 Dec 2023 Form 4 Insider Report for Ginkgo Bioworks Holdings, Inc. (DNA)

Role
10%+ Owner
Signature
/s/ Karen Tepichin, Attorney-in-Fact
Issuer symbol
DNA
Transactions as of
08 Dec 2023
Transactions value $
$0
Form type
4
Filing time
12 Dec 2023, 17:06:38 UTC
Previous filing
08 Dec 2023
Next filing
15 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DNA Class A Common Stock Conversion of derivative security +200,000 +1.6% 12,649,844 08 Dec 2023 Direct F1, F2
transaction DNA Class A Common Stock Gift $0 -200,000 -1.6% $0 12,449,844 12 Dec 2023 Direct F1
holding DNA Class A Common Stock 12,449,854 08 Dec 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DNA Class B Common Stock Conversion of derivative security -200,000 -0.28% 69,989,783 08 Dec 2023 Class A Common Stock 200,000 By Bartholomew Canton Living Trust F2
holding DNA Class B Common Stock 2,320,344 08 Dec 2023 Class A Common Stock 2,320,344 Direct F2
holding DNA Class B Common Stock 8,245,491 08 Dec 2023 Class A Common Stock 8,245,491 By Bartholomew Canton GRAT F2
holding DNA Class B Common Stock 8,245,491 08 Dec 2023 Class A Common Stock 8,245,491 By Reshma Padmini Shetty GRAT F2
holding DNA Class B Common Stock 70,189,783 08 Dec 2023 Class A Common Stock 70,189,783 By Reshma Padmini Shetty Living Trust F2
holding DNA Class B Common Stock 2,320,344 08 Dec 2023 Class A Common Stock 2,320,344 By Spouse F2
holding DNA Class B Common Stock 1,291,794 08 Dec 2023 Class A Common Stock 1,291,794 By The Adhira S. Canton Irrevocable Trust F2
holding DNA Class B Common Stock 1,291,794 08 Dec 2023 Class A Common Stock 1,291,794 By The Asha S. Canton Irrevocable Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions being reported herein relate to a charitable donation of shares of Class A Common Stock.
F2 Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.