ALFRED M. RANKIN - 10 Jul 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Chairman, Director, Group Member
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
10 Jul 2023
Net transactions value
$0
Form type
4
Filing time
04 Jan 2024, 14:17:06 UTC
Previous filing
05 Jul 2023
Next filing
21 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other -13,303 -100% 0 10 Jul 2023 AMR - Trust2 (SR) F3, F4, F5
transaction NC Class A Common Stock Other -9,600 -100% 0 10 Jul 2023 AMR - Trust3 (Grandchildren) F3, F4, F7
transaction NC Class A Common Stock Award +1,065 +0.52% 205,936 02 Jan 2024 AMR Main Trust(A) F4, F8, F9
holding NC Class A Common Stock 14,160 10 Jul 2023 AMR - IRA F1
holding NC Class A Common Stock 1,975 10 Jul 2023 AMR - RMI (Delaware) F2
holding NC Class A Common Stock 14,313 10 Jul 2023 BTR - Class A Trust
holding NC Class A Common Stock 34,936 10 Jul 2023 VGR - Trust F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 2,000 10 Jul 2023 Class A Common Stock 2,000 AMR-RAI/B F4, F10
holding NC Class B Common Stock 203,972 10 Jul 2023 Class A Common Stock 203,972 AMR - Trust - B F4, F9
holding NC Class B Common Stock 25 10 Jul 2023 Class A Common Stock 25 AMR RAIV - GP F4
holding NC Class B Common Stock 9,431 10 Jul 2023 Class A Common Stock 9,431 By Trust/Daughter 2 F4, F11
holding NC Class B Common Stock 9,431 10 Jul 2023 Class A Common Stock 9,431 By Trust/Daughter 1 F4, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held in an Individual Retirement Account for the benefit of the Reporting Person.
F2 Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
F3 The Trustee of the applicable Trust has been changed.
F4 N/A
F5 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares.
F6 Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F7 Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
F8 Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F9 Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
F10 Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
F11 Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams.
F12 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler.