| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APLS | Common Stock | Sale | $872,961 | -13,431 | -4% | $65.00 | 320,467 | 22 Jan 2024 | Direct | F1 |
| holding | APLS | Common Stock | 532,946 | 22 Jan 2024 | Indirect Owner (The Cedric Francois Irrevocable Trust of 2023 - 2) | F2 | |||||
| holding | APLS | Common Stock | 654,211 | 22 Jan 2024 | Indirect Owner (The Cedric Francois Irrevocable Trust of 2023) | F3 | |||||
| holding | APLS | Common Stock | 300,000 | 22 Jan 2024 | Indirect Owner (The Francois Grossi Trust) | F4 | |||||
| holding | APLS | Common Stock | 234,411 | 22 Jan 2024 | Indirect Owner (The Francois-DuBois Educational Trust) | F5 |
| Id | Content |
|---|---|
| F1 | This represents shares sold to cover tax withholding on the Restricted Stock Units released on 01/19/2024. |
| F2 | The securities are held by The Cedric Francois Irrevocable Trust of 2023 - 2. William V. A. Zorn is the trustee of The Cedric Francois Irrevocable Trust of 2023 - 2. The reporting person disclaims beneficial ownership over the shares held by The Cedric Francois Irrevocable Trust of 2023 - 2 except to the extent of his pecuniary interest therein. Number includes 150,000 shares previously incorrectly allocated to The Cedric Francois Irrevocable Trust of 2023. |
| F3 | The securities are held by The Cedric Francois Irrevocable Trust of 2023. William V. A. Zorn is the trustee of The Cedric Francois Irrevocable Trust of 2023. The reporting person disclaims beneficial ownership over the shares held by The Cedric Francois Irrevocable Trust of 2023 except to the extent of his pecuniary interest therein. Number reduced by 150,000 shares to reflect correct allocation to The Cedric Francois Irrevocable Trust of 2023. |
| F4 | The securities are held by The Francois Grossi Trust, for which Juliana Grossi, the spouse of the reporting person, serves as trustee. The reporting person disclaims beneficial ownership over the shares held by the Francois Grossi Trust except to the extent of his pecuniary interest therein. |
| F5 | The securities are held by The Francois-DuBois Educational Trust, for which the Fiduciary Trust Company of New England serves as trustee. The reporting person disclaims beneficial ownership over the shares held by The Francois-DuBois Educational Trust except to the extent of his pecuniary interest therein. |