Raymond Joabar - 29 Jan 2024 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Grp. Pres., GMNS
Signature
/s/ Kristina V. Fink, attorney-in-fact
Issuer symbol
AXP
Transactions as of
29 Jan 2024
Net transactions value
+$1,737,334
Form type
4
Filing time
31 Jan 2024, 18:33:28 UTC
Previous filing
07 Jun 2023
Next filing
22 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Award $3,898,678 +19,355 +153% $201.43 32,022 29 Jan 2024 Direct F1, F2
transaction AXP Common Stock Tax liability $2,161,344 -10,730 -34% $201.43 21,292 29 Jan 2024 Direct F3
holding AXP Common Stock 2,818 29 Jan 2024 By Spouse
holding AXP Common Stock 249 29 Jan 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Award $0 +15,179 $0.000000 15,179 29 Jan 2024 Common Stock 15,179 $116.26 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F2 Includes shares acquired pursuant to dividend reinvestment.
F3 The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F4 The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.