Leila Zhang - 09 Feb 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Technology Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
09 Feb 2024
Transactions value $
-$46,074
Form type
4
Filing time
12 Feb 2024, 10:33:53 UTC
Previous filing
12 Feb 2024
Next filing
28 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Tax liability -$12K -298 -0.79% $40.31 37.3K 10 Feb 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +661 +1.79% $0.00 37.6K 10 Feb 2024 Direct F1
transaction YUMC Common Stock Tax liability -$34.1K -845 -2.23% $40.31 37K 09 Feb 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +1.88K +5.22% $0.00 37.8K 09 Feb 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -661 -33.37% $0.00 1.32K 10 Feb 2024 Common Stock 661 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -1.88K -33% $0.00 3.81K 09 Feb 2024 Common Stock 1.88K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 25% per year beginning one year from 2/10/2022.
F3 This grant does not have an expiration date.
F4 Vesting occurs 1/3 per year beginning one year from 2/9/2023.