David W. Gibbs - 09 Feb 2024 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer, Director
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
09 Feb 2024
Net transactions value
+$5,549,502
Form type
4
Filing time
12 Feb 2024, 12:42:39 UTC
Previous filing
25 Jan 2024
Next filing
23 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $726,516 +5,577 +4.1% $130.27 141,603 10 Feb 2024 Direct
transaction YUM Common Stock Tax liability $286,073 -2,196 -1.6% $130.27 139,407 10 Feb 2024 Direct
transaction YUM Common Stock Options Exercise $7,645,937 +58,693 +42% $130.27 198,100 11 Feb 2024 Direct
transaction YUM Common Stock Tax liability $3,011,712 -23,119 -12% $130.27 174,981 11 Feb 2024 Direct
transaction YUM Common Stock Options Exercise $753,742 +5,786 +3.3% $130.27 180,767 11 Feb 2024 Direct
transaction YUM Common Stock Tax liability $278,908 -2,141 -1.2% $130.27 178,626 11 Feb 2024 Direct
holding YUM Common Stock 39,499 09 Feb 2024 Trust - DWG
holding YUM Common Stock 26,394 09 Feb 2024 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Award $0 +105,933 $0.000000 105,933 09 Feb 2024 Common Stock 105,933 $130.27 Direct F1
transaction YUM Restricted Stock Units Award $0 +23,030 $0.000000 23,030 09 Feb 2024 Common Stock 23,030 Direct F1, F2, F3
transaction YUM Restricted Stock Units Options Exercise $0 -5,577 -25% $0.000000 16,738 10 Feb 2024 Common Stock 5,577 $131.31 Direct F1, F3
transaction YUM Restricted Stock Units Options Exercise $0 -58,693 -100% $0.000000 1 11 Feb 2024 Common Stock 58,693 $93.26 Direct F4
transaction YUM Restricted Stock Units Options Exercise $0 -5,786 -33% $0.000000 11,574 11 Feb 2024 Common Stock 5,786 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting occurs 25% per year beginning one year from grant date.
F2 Conversion occurs on a one-for-one basis.
F3 The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.
F4 This grant does not have an expiration date.