Christopher J. Krein - Feb 15, 2024 Form 4 Insider Report for Artisan Partners Asset Management Inc. (APAM)

Role
Executive Vice President
Signature
/s/Lisa A. Moran, attorney-in-fact for Mr. Krein
Stock symbol
APAM
Transactions as of
Feb 15, 2024
Transactions value $
-$77,336
Form type
4
Date filed
2/20/2024, 04:28 PM
Previous filing
Mar 2, 2023
Next filing
Mar 1, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APAM Class A Common Stock, par value $0.01 per share Options Exercise $0 +11K +22.76% $0.00 59.2K Feb 15, 2024 Direct
transaction APAM Class A Common Stock, par value $0.01 per share Tax liability -$77.3K -1.83K -3.09% $42.26 57.4K Feb 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APAM Performance Share Units Options Exercise $0 -18.8K -43.95% $0.00 24K Feb 15, 2024 Class A Common Stock, par value $0.01 per share 18.8K Direct F1, F2
transaction APAM Restricted Share Units Award $0 +7.83K $0.00 7.83K Feb 15, 2024 Class A Common Stock, par value $0.01 per share 7.83K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive one share of Class A common stock, par value $0.01 per share ("Share").
F2 Performance under the PSUs was measured on 2/15/2024 based on performance over a period ending on 12/31/2023. 10,981 earned PSUs settled in Shares on 2/15/2024 and 7,828 of the earned PSUs will settle in Shares upon a qualifying retirement.
F3 10,981 earned PSUs settled in Shares on 2/15/2024 and 7,828 of the earned PSUs will settle in Shares upon a qualifying retirement.