KENNETH TANJI - 29 Feb 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and CFO
Signature
/s/ Danny Fiore, attorney-in-fact
Issuer symbol
PRU
Transactions as of
29 Feb 2024
Net transactions value
-$496,776
Form type
4
Filing time
04 Mar 2024, 19:02:03 UTC
Previous filing
27 Feb 2024
Next filing
02 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +3,685 +19% $0.000000 22,884 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $194,438 -1,784 -7.8% $108.99 21,100 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +2,473 +12% $0.000000 23,573 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $130,025 -1,193 -5.1% $108.99 22,380 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +3,268 +15% $0.000000 25,648 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $172,313 -1,581 -6.2% $108.99 24,067 29 Feb 2024 Direct F2
holding PRU Common Stock 51 29 Feb 2024 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -3,685 -100% $0.000000* 0 29 Feb 2024 Common Stock 3,685 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -2,473 -50% $0.000000 2,473 29 Feb 2024 Common Stock 2,473 $0.000000 Direct F3, F5
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -3,268 -33% $0.000000 6,537 29 Feb 2024 Common Stock 3,268 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.