David Eric Russell - Apr 1, 2024 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Vice President, Controller
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Apr 1, 2024
Transactions value $
$457,406
Form type
4
Date filed
4/2/2024, 10:17 AM
Previous filing
Feb 12, 2024
Next filing
Dec 9, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $582K +4.2K +22.48% $138.65 22.9K Apr 1, 2024 Direct
transaction YUM Common Stock Tax liability -$238K -1.72K -7.53% $138.65 21.1K Apr 1, 2024 Direct
transaction YUM Common Stock Options Exercise $194K +1.4K +6.61% $138.65 22.5K Apr 1, 2024 Direct
transaction YUM Common Stock Tax liability -$79.6K -574 -2.55% $138.65 22K Apr 1, 2024 Direct
holding YUM Common Stock 851 Apr 1, 2024 401(k) Holdings

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Phantom Stock Options Exercise $0 -4.2K -99.98% $0.00 0.87 Apr 1, 2024 Common Stock 4.2K Direct F1, F2, F3
transaction YUM Phantom Stock Options Exercise $0 -1.4K -99.96% $0.00 0.623 Apr 1, 2024 Common Stock 1.4K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Payments are made in accordance with elections on file.
F3 Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates.