ALFRED M. RANKIN - 01 Apr 2024 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Chairman, Director, Group Member
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
01 Apr 2024
Transactions value $
$0
Form type
4
Filing time
03 Apr 2024, 13:13:11 UTC
Previous filing
12 Mar 2024
Next filing
02 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Award +1.11K +0.54% 207K 01 Apr 2024 AMR Main Trust(A) F3, F4, F5
holding NC Class A Common Stock 14.2K 01 Apr 2024 AMR - IRA F1
holding NC Class A Common Stock 1.98K 01 Apr 2024 AMR - RMI (Delaware) F2
holding NC Class A Common Stock 14.3K 01 Apr 2024 BTR - Class A Trust
holding NC Class A Common Stock 34.9K 01 Apr 2024 VGR - Trust F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 2K 01 Apr 2024 Class A Common Stock 2K AMR-RAI/B F4, F7
holding NC Class B Common Stock 204K 01 Apr 2024 Class A Common Stock 204K AMR - Trust - B F4, F5
holding NC Class B Common Stock 25 01 Apr 2024 Class A Common Stock 25 AMR RAIV - GP F4
holding NC Class B Common Stock 9.43K 01 Apr 2024 Class A Common Stock 9.43K By Trust/Daughter 2 F4, F8
holding NC Class B Common Stock 9.43K 01 Apr 2024 Class A Common Stock 9.43K By Trust/Daughter 1 F4, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held in an Individual Retirement Account for the benefit of the Reporting Person.
F2 Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
F3 Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F4 N/A
F5 Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
F6 Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F7 Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
F8 Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams.
F9 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler.