J. MARINER KEMPER - 01 May 2024 Form 4 Insider Report for UMB FINANCIAL CORP (UMBF)

Signature
/s/ John C. Pauls, Attorney-in-fact for Mr. Kemper
Issuer symbol
UMBF
Transactions as of
01 May 2024
Net transactions value
-$185,821
Form type
4
Filing time
02 May 2024, 21:36:52 UTC
Previous filing
03 Apr 2024
Next filing
15 May 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMBF Common Stock Sale $16,122 -200 -0.01% $80.61 1,724,506 01 May 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $8,062 -100 -0.01% $80.62 1,724,406 01 May 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $19,758 -245 -0.01% $80.64 1,724,161 01 May 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $30,820 -382 -0.02% $80.68 1,723,779 01 May 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $29,853 -370 -0.02% $80.68 1,723,409 01 May 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $12,111 -150 -0.01% $80.74 1,723,259 01 May 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $4,442 -55 -0% $80.76 1,723,204 01 May 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $8,081 -100 -0.01% $80.81 1,723,104 01 May 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $32,326 -400 -0.02% $80.82 1,722,704 01 May 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $24,246 -300 -0.02% $80.82 1,722,404 01 May 2024 By Trust - RC Kemper Irrevocable Trust
holding UMBF Common Stock 257,796 01 May 2024 Direct
holding UMBF Common Stock 1,000 01 May 2024 By Daughter - Custodial Brokerage Account
holding UMBF Common Stock 2,281 01 May 2024 By Esop
holding UMBF Common Stock 1,000 01 May 2024 By Son - Custodial Brokerage Account
holding UMBF Common Stock 22,460 01 May 2024 By Trust - TUW RC Kemper For John Mariner
holding UMBF Common Stock 12,558 01 May 2024 By Trust: Mary S Hunt Trust
holding UMBF Common Stock 290,397 01 May 2024 Held by Kemper Realty
holding UMBF Common Stock 395,989 01 May 2024 Held by Pioneer Service Corporation

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UMBF Stock Option (Right to Buy) 27,964 01 May 2024 Common Stock 27,964 $75.25 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Options will vest 50% on 2/2/2019, 75% on 2/2/2020, and 100% on 2/2/2021.

Remarks:

Sales pursuant to 10b5-1 plan.