J. MARINER KEMPER - 03 Jun 2024 Form 4 Insider Report for UMB FINANCIAL CORP (UMBF)

Role
Chairman and CEO, Director
Signature
/s/ Megan Mercer, attorney-in-fact for Mr. Kemper
Issuer symbol
UMBF
Transactions as of
03 Jun 2024
Net transactions value
-$683,656
Form type
4
Filing time
04 Jun 2024, 21:25:51 UTC
Previous filing
15 May 2024
Next filing
02 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMBF Common Stock Sale $567 -7 -0% $81.07 1,708,515 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $16,216 -200 -0.01% $81.08 1,708,315 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $16,220 -200 -0.01% $81.10 1,708,115 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $41,452 -511 -0.03% $81.12 1,707,604 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $73,027 -900 -0.05% $81.14 1,706,704 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $44,400 -547 -0.03% $81.17 1,706,157 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $24,354 -300 -0.02% $81.18 1,705,857 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $90,132 -1,110 -0.07% $81.20 1,704,747 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $24,363 -300 -0.02% $81.21 1,704,447 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $4,630 -57 -0% $81.22 1,704,390 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $96,339 -1,186 -0.07% $81.23 1,703,204 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $40,630 -500 -0.03% $81.26 1,702,704 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $73,145 -900 -0.05% $81.27 1,701,804 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $17,148 -211 -0.01% $81.27 1,701,593 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $813 -10 -0% $81.27 1,701,583 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $15,361 -189 -0.01% $81.27 1,701,394 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $31,696 -390 -0.02% $81.27 1,701,004 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $16,255 -200 -0.01% $81.27 1,700,804 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $8,128 -100 -0.01% $81.28 1,700,704 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $48,780 -600 -0.04% $81.30 1,700,104 03 Jun 2024 By Trust - RC Kemper Irrevocable Trust F1
holding UMBF Common Stock 257,796 03 Jun 2024 Direct
holding UMBF Common Stock 1,000 03 Jun 2024 By Daughter - Custodial Brokerage Account
holding UMBF Common Stock 2,281 03 Jun 2024 By Esop
holding UMBF Common Stock 1,000 03 Jun 2024 By Son - Custodial Brokerage Account
holding UMBF Common Stock 22,460 03 Jun 2024 By Trust - TUW RC Kemper For John Mariner
holding UMBF Common Stock 12,558 03 Jun 2024 By Trust: Mary S Hunt Trust
holding UMBF Common Stock 290,397 03 Jun 2024 Held by Kemper Realty
holding UMBF Common Stock 395,989 03 Jun 2024 Held by Pioneer Service Corporation

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UMBF Stock Option (Right to Buy) 27,964 03 Jun 2024 Common Stock 27,964 $75.25 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The reported transactions were made pursuant to a 10b5-1 trading plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, that was entered into by the reporting person on December 13, 2023.
F2 Options will vest 50% on 2/2/2019, 75% on 2/2/2020, and 100% on 2/2/2021.