J. MARINER KEMPER - 01 Jul 2024 Form 4 Insider Report for UMB FINANCIAL CORP (UMBF)

Role
Chairman and CEO, Director
Signature
/s/ Megan Mercer, attorney-in-fact for Mr. Kemper
Issuer symbol
UMBF
Transactions as of
01 Jul 2024
Net transactions value
-$356,297
Form type
4
Filing time
02 Jul 2024, 20:01:46 UTC
Previous filing
04 Jun 2024
Next filing
05 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMBF Common Stock Sale $122,966 -1,486 -0.09% $82.75 1,696,618 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $16,385 -198 -0.01% $82.76 1,696,420 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $248 -3 -0% $82.76 1,696,417 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $22,265 -269 -0.02% $82.77 1,696,148 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $3,891 -47 -0% $82.79 1,696,101 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $34,114 -412 -0.02% $82.80 1,695,689 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $166 -2 -0% $82.80 1,695,687 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $24,429 -295 -0.02% $82.81 1,695,392 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $42,815 -517 -0.03% $82.82 1,694,875 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $8,282 -100 -0.01% $82.82 1,694,775 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $166 -2 -0% $82.82 1,694,773 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $8,283 -100 -0.01% $82.83 1,694,673 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $166 -2 -0% $82.91 1,694,671 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $8,292 -100 -0.01% $82.92 1,694,571 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $40,255 -485 -0.03% $83.00 1,694,086 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $6,972 -84 -0% $83.00 1,694,002 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust
transaction UMBF Common Stock Sale $16,602 -200 -0.01% $83.01 1,693,802 01 Jul 2024 By Trust - RC Kemper Irrevocable Trust F1
holding UMBF Common Stock 257,796 01 Jul 2024 Direct
holding UMBF Common Stock 1,000 01 Jul 2024 By Daughter - Custodial Brokerage Account
holding UMBF Common Stock 2,281 01 Jul 2024 By Esop
holding UMBF Common Stock 1,000 01 Jul 2024 By Son - Custodial Brokerage Account
holding UMBF Common Stock 22,460 01 Jul 2024 By Trust - TUW RC Kemper For John Mariner
holding UMBF Common Stock 12,558 01 Jul 2024 By Trust: Mary S Hunt Trust
holding UMBF Common Stock 290,397 01 Jul 2024 Held by Kemper Realty
holding UMBF Common Stock 395,989 01 Jul 2024 Held by Pioneer Service Corporation

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UMBF Stock Option (Right to Buy) 27,964 01 Jul 2024 Common Stock 27,964 $75.25 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The reported transactions were made pursuant to a 10b5-1 trading plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, that was entered into by the reporting person on December 13, 2023.
F2 Options will vest 50% on 2/2/2019, 75% on 2/2/2020, and 100% on 2/2/2021.