Brad V. Hutjens - 23 Oct 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
EVP - CCO - Nicolet Natl Bank
Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Brad V. Hutjens
Issuer symbol
NIC
Transactions as of
23 Oct 2024
Net transactions value
-$419,994
Form type
4
Filing time
24 Oct 2024, 18:52:22 UTC
Previous filing
22 Jul 2024
Next filing
28 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NIC Common Stock Options Exercise $9,770 +200 +0.75% $48.85 26,874 23 Oct 2024 Direct
transaction NIC Common Stock Sale $20,370 -200 -0.74% $101.85 26,674 23 Oct 2024 Direct
transaction NIC Common Stock Options Exercise $374,240 +7,661 +29% $48.85 34,335 24 Oct 2024 Direct
transaction NIC Common Stock Sale $437,955 -4,300 -13% $101.85 30,035 24 Oct 2024 Direct
transaction NIC Common Stock Sale $345,679 -3,361 -11% $102.85 26,674 24 Oct 2024 Direct F1
holding NIC Common Stock 1,818 23 Oct 2024 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -200 -0.37% $0.000000 53,800 23 Oct 2024 Common Stock 200 $48.85 Direct F2
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -7,661 -14% $0.000000 46,139 24 Oct 2024 Common Stock 7,661 $48.85 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 32 additional shares acquired under the Employee Stock Purchase Plan since Mr. Hutjens last Form 4 filing on July 22, 2024. Mr. Hutjens owns a total of 732 shares in the Employee Stock Purchase Plan as of the date of this report.
F2 The nonqualified options vest in five annual installments of 10,800 shares annually on May 16 of each year, beginning on May 16, 2018 and fully vest on May 16, 2022.