Michael E. Daniels - Nov 6, 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
Chairman, President & CEO, Director
Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Michael E. Daniels
Stock symbol
NIC
Transactions as of
Nov 6, 2024
Transactions value $
-$3,662,097
Form type
4
Date filed
11/8/2024, 10:38 AM
Previous filing
Oct 24, 2024
Next filing
Nov 13, 2024
SEC
View on sec.gov

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -63.6K -84.73% $0.00 11.4K Nov 6, 2024 Common Stock 63.6K $48.85 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired under the Employee Stock Purchase Plan. Mr. Daniels has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on October 24, 2024. Mr. Daniels owns a total of 945 shares in the Employee Stock Purchase Plan as of the date of this report.
F2 The non-qualified stock option fully vested as of May 16, 2022, and is currently exercisable as to all remaining 11,449 shares.