Randall J. Erickson - 06 Nov 2024 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for Randall J. Erickson
Issuer symbol
ASB
Transactions as of
06 Nov 2024
Transactions value $
-$208,767
Form type
4
Filing time
08 Nov 2024, 13:59:17 UTC
Previous filing
16 Oct 2025
Next filing
31 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $717,376 +41,276 +42% $17.38 140,640 06 Nov 2024 Direct
transaction ASB Common Stock $0.01 Par Value Tax liability -$926,143 -32,912 -23% $28.14 107,728 06 Nov 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -41,276 -100% $0 0 06 Nov 2024 Common Stock $0.01 Par Value 41,276 $17.38 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were surrendered to satisfy tax withholding obligations arising from exercise of vested stock options.
F2 Option vests in four equal annual installments beginning on February 8, 2017.