ALFRED J. WEBER - 21 Nov 2024 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
Director
Signature
/s/ Cynthia M. Manuele, Deputy Corporate Secretary
Issuer symbol
TMP
Transactions as of
21 Nov 2024
Net transactions value
$0
Form type
4
Filing time
21 Nov 2024, 11:30:20 UTC
Previous filing
08 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TMP Common Stock 14,690 21 Nov 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TMP Phantom Stock 4,231 21 Nov 2024 Common Stock 4,231 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

ALFRED J. WEBER is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Mr. Weber passed away on November 19, 2024 and is no longer an insider.
F2 Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.