Cedric Francois - Jan 17, 2025 Form 4 Insider Report for Apellis Pharmaceuticals, Inc. (APLS)

Role
Chief Executive Officer, Director
Signature
/s/ David Watson, attorney-in-fact for Cedric Francois
Stock symbol
APLS
Transactions as of
Jan 17, 2025
Transactions value $
-$179,959
Form type
4
Date filed
1/21/2025, 04:04 PM
Previous filing
Jan 14, 2025
Next filing
Jan 23, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APLS Common Stock Sale -$180K -6.01K -1.95% $29.96 301K Jan 17, 2025 Direct F1
transaction APLS Common Stock Award $0 +131K +43.35% $0.00 432K Jan 21, 2025 Direct F2
holding APLS Common Stock 533K Jan 17, 2025 Indirect Owner (The Cedric Francois Irrevocable Trust of 2023 - 2) F3
holding APLS Common Stock 472K Jan 17, 2025 Indirect Owner (The Cedric Francois Irrevocable Trust of 2023) F4
holding APLS Common Stock 300K Jan 17, 2025 Indirect Owner (The Francois Grossi Trust) F5
holding APLS Common Stock 234K Jan 17, 2025 Indirect Owner (The Francois-DuBois Educational Trust) F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This represents shares sold to cover tax withholding on the Restricted Stock Units released on January 16, 2025.
F2 This represents a Restricted Stock Unit award granted on January 21, 2025 that vest 25% annually over four years from grant date subject to continued service.
F3 The securities are held by The Cedric Francois Irrevocable Trust of 2023 - 2. William V. A. Zorn is the trustee of The Cedric Francois Irrevocable Trust of 2023 - 2. The reporting person disclaims beneficial ownership over the shares held by The Cedric Francois Irrevocable Trust of 2023 - 2 except to the extent of his pecuniary interest therein.
F4 The securities are held by The Cedric Francois Irrevocable Trust of 2023. William V. A. Zorn is the trustee of The Cedric Francois Irrevocable Trust of 2023. The reporting person disclaims beneficial ownership over the shares held by The Cedric Francois Irrevocable Trust of 2023 except to the extent of his pecuniary interest therein.
F5 The securities are held by The Francois Grossi Trust, for which Juliana Grossi, the spouse of the reporting person, serves as trustee. The reporting person disclaims beneficial ownership over the shares held by the Francois Grossi Trust except to the extent of his pecuniary interest therein.
F6 The securities are held by The Francois-DuBois Educational Trust, for which the Fiduciary Trust Company of New England serves as trustee. The reporting person disclaims beneficial ownership over the shares held by The Francois-DuBois Educational Trust except to the extent of his pecuniary interest therein.