Raymond Joabar - Jan 28, 2025 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Signature
/s/ Douglas C. Turnbull, attorney-in-fact
Stock symbol
AXP
Transactions as of
Jan 28, 2025
Transactions value $
$518,322
Form type
4
Date filed
1/30/2025, 04:49 PM
Previous filing
Jun 7, 2024
Next filing
Feb 6, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Award $7.55M +23.9K +187.18% $316.42 36.6K Jan 28, 2025 Direct F1, F2
transaction AXP Common Stock Tax liability -$4.03M -12.7K -34.79% $316.42 23.9K Jan 28, 2025 Direct F3
transaction AXP Common Stock Options Exercise $1.76M +15.2K +63.6% $116.26 39K Jan 28, 2025 Direct
transaction AXP Common Stock Sale -$4.77M -15.2K -38.88% $313.94 23.9K Jan 28, 2025 Direct F4
holding AXP Common Stock 2.39K Jan 28, 2025 By Spouse
holding AXP Common Stock 251 Jan 28, 2025 By 401(k) F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Award $0 +15.9K $0.00 15.9K Jan 28, 2025 Common Stock 15.9K $177.06 Direct F6
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -15.2K -100% $0.00 0 Jan 28, 2025 Common Stock 15.2K $116.26 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired pursuant to vesting of Performance Restricted Stock Unit (RSU) that were granted to the reporting person in January 2022 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F2 Includes shares acquired pursuant to dividend reinvestment.
F3 The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F4 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $313.52 to $314.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F5 Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F6 Represents shares acquired pursuant to vesting of Performance Stock Option that were granted to the reporting person in January 2022 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.