Scott Richard Goodman - Feb 3, 2025 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
President
Signature
/s/ Scott Richard Goodman
Stock symbol
EFSC
Transactions as of
Feb 3, 2025
Transactions value $
-$228,062
Form type
4
Date filed
2/5/2025, 04:40 PM
Previous filing
Jan 29, 2025
Next filing
Mar 6, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Options Exercise $0 +1.17K +2.06% $0.00 58.2K Feb 3, 2025 Direct
transaction EFSC Common Stock Tax liability -$27K -458 -0.79% $58.87 57.7K Feb 3, 2025 Direct F1
transaction EFSC Common Stock Award $0 +4.69K +8.12% $0.00 62.4K Feb 3, 2025 Direct F2
transaction EFSC Common Stock Tax liability -$114K -1.93K -3.1% $58.87 60.5K Feb 3, 2025 Direct F1
transaction EFSC Common Stock Award $0 +3.8K +6.28% $0.00 64.3K Feb 3, 2025 Direct F2
transaction EFSC Common Stock Tax liability -$87.3K -1.48K -2.31% $58.87 62.8K Feb 3, 2025 Direct F1
holding EFSC Common Stock 5.03K Feb 3, 2025 401(k) Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Restricted Share Units Options Exercise $0 -1.17K -100% $0.00 0 Feb 3, 2025 Common Stock 1.17K Direct F7, F11
holding EFSC Non Qualified Stock Option (Right to Buy) 6.28K Feb 3, 2025 Common Stock 6.28K $43.81 Direct
holding EFSC Non Qualified Stock Option (Right to Buy) 6.63K Feb 3, 2025 Common Stock 6.63K $48.34 Direct F4
holding EFSC Non Qualified Stock Option (Right to Buy) 6.47K Feb 3, 2025 Common Stock 6.47K $54.46 Direct F5
holding EFSC Non Qualified Stock Option (Right to Buy) 9.82K Feb 3, 2025 Common Stock 9.82K $39.50 Direct F6
holding EFSC Restricted Share Units 1.32K Feb 3, 2025 Common Stock 1.32K Direct F7, F8
holding EFSC Restricted Share Units 1.88K Feb 3, 2025 Common Stock 1.88K Direct F7, F9
holding EFSC Restricted Share Units 9.98K Feb 3, 2025 Common Stock 9.98K Direct F7, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
F2 The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.
F3 These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
F4 This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F5 This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F6 This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F7 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F8 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F9 The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F10 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
F11 The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.