Troy Dumlao - Feb 3, 2025 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role: EVP, Chief Accounting Officer
Signature: /s/ Troy Dumlao
Stock symbol: EFSC
Transactions as of: Feb 3, 2025
Transactions value $: -$19,192
Form type: 4
Date filed: 2/5/2025, 04:42 PM
Previous filing: Jun 12, 2024
Next filing: Feb 26, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EFSC	Common Stock	Award	$0	+734	+11.65%	$0.00	7.03K	Feb 3, 2025	Direct	F1
transaction	EFSC	Common Stock	Tax liability	-$19.2K	-326	-4.64%	$58.87	6.71K	Feb 3, 2025	Direct	F2
holding	EFSC	Depository Shares						400	Feb 3, 2025	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	EFSC	Non Qualified Stock Option (Right to Buy)						1.06K	Feb 3, 2025	Common Stock	1.06K	$43.81	Direct	F4
holding	EFSC	Non Qualified Stock Option (Right to Buy)						1.27K	Feb 3, 2025	Common Stock	1.27K	$48.34	Direct	F5
holding	EFSC	Non Qualified Stock Option (Right to Buy)						1.77K	Feb 3, 2025	Common Stock	1.77K	$54.46	Direct	F6
holding	EFSC	Non Qualified Stock Option (Right to Buy)						2.72K	Feb 3, 2025	Common Stock	2.72K	$39.50	Direct	F7
holding	EFSC	Restricted Share Units						0	Feb 3, 2025	Common Stock	0		Direct	F8, F9
holding	EFSC	Restricted Share Units						244	Feb 3, 2025	Common Stock	244		Direct	F8, F10
holding	EFSC	Restricted Share Units						361	Feb 3, 2025	Common Stock	361		Direct	F8, F11
holding	EFSC	Restricted Share Units						520	Feb 3, 2025	Common Stock	520		Direct	F8, F12
holding	EFSC	Restricted Share Units						761	Feb 3, 2025	Common Stock	761		Direct	F8, F13

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.
F2	Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
F3	Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
F4	The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024
F5	The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025.
F6	This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F7	This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F8	The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F9	The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
F10	The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
F11	The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F12	The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F13	The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.