Mark G. Ponder - Feb 3, 2025 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
SEVP, Chief Admin. Officer
Signature
/s/ MARK G PONDER
Stock symbol
EFSC
Transactions as of
Feb 3, 2025
Transactions value $
-$190,680
Form type
4
Date filed
2/5/2025, 04:48 PM
Previous filing
Jan 29, 2025
Next filing
Mar 6, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Options Exercise $0 +862 +5.02% $0.00 18K Feb 3, 2025 Direct
transaction EFSC Common Stock Tax liability -$22.4K -380 -2.11% $58.87 17.7K Feb 3, 2025 Direct F1
transaction EFSC Common Stock Award $0 +3.45K +19.53% $0.00 21.1K Feb 3, 2025 Direct F2
transaction EFSC Common Stock Tax liability -$95.9K -1.63K -7.72% $58.87 19.5K Feb 3, 2025 Direct F1
transaction EFSC Common Stock Award $0 +2.79K +14.34% $0.00 22.3K Feb 3, 2025 Direct F2
transaction EFSC Common Stock Tax liability -$72.4K -1.23K -5.52% $58.87 21K Feb 3, 2025 Direct F1
holding EFSC Common Stock 1.28K Feb 3, 2025 401(K) Plan F3
holding EFSC Common Stock 200 Feb 3, 2025 Self IRA
holding EFSC Common Stock 5.1K Feb 3, 2025 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Restricted Share Units Options Exercise $0 -862 -100% $0.00 0 Feb 3, 2025 Common Stock 862 Direct F8, F12
holding EFSC Non Qualified Stock Option (Right to Buy) 4.52K Feb 3, 2025 Common Stock 4.52K $43.81 Direct
holding EFSC Non Qualified Stock Option (Right to Buy) 4.88K Feb 3, 2025 Common Stock 4.88K $48.34 Direct F5
holding EFSC Non Qualified Stock Option (Right to Buy) 4.93K Feb 3, 2025 Common Stock 4.93K $54.46 Direct F6
holding EFSC Non Qualified Stock Option (Right to Buy) 7.46K Feb 3, 2025 Common Stock 7.46K $39.50 Direct F7
holding EFSC Restricted Share Units 1.01K Feb 3, 2025 Common Stock 1.01K Direct F8, F9
holding EFSC Restricted Share Units 1.43K Feb 3, 2025 Common Stock 1.43K Direct F8, F10
holding EFSC Restricted Share Units 6.65K Feb 3, 2025 Common Stock 6.65K Direct F8, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
F2 The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.
F3 These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
F4 These shares are held jointly with spouse.
F5 This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F6 This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F7 This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F8 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F9 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F10 The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F11 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
F12 The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.