Leila Zhang - Feb 8, 2025 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Technology Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 8, 2025
Transactions value $
-$142,220
Form type
4
Date filed
2/11/2025, 09:51 AM
Previous filing
Jan 22, 2025
Next filing
Feb 12, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +2.96K +5.68% $0.00 55.1K Feb 8, 2025 Direct F1
transaction YUMC Common Stock Tax liability -$64.6K -1.33K -2.42% $48.44 53.7K Feb 8, 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +1.65K +3.07% $0.00 55.4K Feb 9, 2025 Direct F1
transaction YUMC Common Stock Tax liability -$36K -744 -1.34% $48.44 54.7K Feb 9, 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +1.91K +3.49% $0.00 56.6K Feb 9, 2025 Direct F1
transaction YUMC Common Stock Tax liability -$41.6K -859 -1.52% $48.44 55.7K Feb 9, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -2.96K -33% $0.00 6.01K Feb 8, 2025 Common Stock 2.96K Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -1.65K -50.03% $0.00 1.65K Feb 9, 2025 Common Stock 1.65K Direct F1, F3, F4
transaction YUMC Restricted Stock Unit Options Exercise $0 -1.91K -49.29% $0.00 1.96K Feb 9, 2025 Common Stock 1.91K Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/8/2024.
F3 This grant does not have an expiration date.
F4 Vesting occurs 50% on the second anniversary of 2/9/2023 and the remaining 50% vesting occurs on the third anniversary of 2/9/2023.
F5 Vesting occurs 1/3 per year beginning one year from 2/9/2023.