Warton Wang - Feb 8, 2025 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, KFC
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 8, 2025
Transactions value $
-$206,451
Form type
4
Date filed
2/11/2025, 10:14 AM
Previous filing
Jan 22, 2025
Next filing
Feb 12, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +5.92K +17.97% $0.00 38.9K Feb 8, 2025 Direct F1
transaction YUMC Common Stock Tax liability -$129K -2.67K -6.86% $48.44 36.2K Feb 8, 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +3.54K +9.79% $0.00 39.8K Feb 9, 2025 Direct F1
transaction YUMC Common Stock Tax liability -$77.3K -1.6K -4.01% $48.44 38.2K Feb 9, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -5.92K -33% $0.00 12K Feb 8, 2025 Common Stock 5.92K Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -3.54K -49.26% $0.00 3.65K Feb 9, 2025 Common Stock 3.54K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/8/2024.
F3 This grant does not have an expiration date.
F4 Vesting occurs 1/3 per year beginning one year from 2/9/2023.