Duoduo (Howard) HUANG - Feb 8, 2025 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Supply Chain Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 8, 2025
Transactions value $
-$151,278
Form type
4
Date filed
2/11/2025, 10:18 AM
Previous filing
Jan 22, 2025
Next filing
Feb 12, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +2.96K +23.02% $0.00 15.8K Feb 8, 2025 Direct F1
transaction YUMC Common Stock Tax liability -$61.6K -1.27K -8.03% $48.44 14.6K Feb 8, 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +2.48K +17.03% $0.00 17K Feb 9, 2025 Direct F1
transaction YUMC Common Stock Tax liability -$54.1K -1.12K -6.55% $48.44 15.9K Feb 9, 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +1.64K +10.27% $0.00 17.6K Feb 9, 2025 Direct F1
transaction YUMC Common Stock Tax liability -$35.7K -736 -4.19% $48.44 16.8K Feb 9, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -2.96K -33% $0.00 6.01K Feb 8, 2025 Common Stock 2.96K Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -2.48K -50.03% $0.00 2.48K Feb 9, 2025 Common Stock 2.48K Direct F1, F3, F4
transaction YUMC Restricted Stock Unit Options Exercise $0 -1.64K -49.26% $0.00 1.68K Feb 9, 2025 Common Stock 1.64K Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/8/2024.
F3 This grant does not have an expiration date.
F4 Vesting occurs 50% on the second anniversary of 2/9/2023 and the remaining 50% vesting occurs on the third anniversary of 2/9/2023.
F5 Vesting occurs 1/3 per year beginning one year from 2/9/2023.