David Eric Russell - Feb 10, 2025 Form 4 Insider Report for YUM BRANDS INC (YUM)

Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Feb 10, 2025
Transactions value $
-$3,966,925
Form type
4
Date filed
2/11/2025, 03:50 PM
Previous filing
Dec 9, 2024
Next filing
Mar 5, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $854K +17.2K +78.31% $49.66 39.2K Feb 10, 2025 Direct F1
transaction YUM Common Stock Disposed to Issuer -$1.45M -10.1K -25.72% $143.56 29.1K Feb 10, 2025 Direct F1
transaction YUM Common Stock Sale -$1.03M -7.13K -24.5% $144.63 22K Feb 10, 2025 Direct F1
transaction YUM Common Stock Options Exercise $854K +17.2K +78.31% $49.66 39.2K Feb 10, 2025 Direct F1
transaction YUM Common Stock Disposed to Issuer -$1.59M -11.1K -28.28% $143.56 28.1K Feb 10, 2025 Direct F1
transaction YUM Common Stock Sale -$886K -6.12K -21.81% $144.63 22K Feb 10, 2025 Direct F1
transaction YUM Common Stock Sale -$723K -5K -22.77% $144.63 17K Feb 10, 2025 Direct F1
holding YUM Common Stock 851 Feb 10, 2025 401(k) Holdings

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -17.2K -100% $0.00 0 Feb 10, 2025 Common Stock 17.2K $49.66 Direct F1, F2
transaction YUM Stock Appreciation Right Options Exercise $0 -17.2K -100% $0.00 0 Feb 10, 2025 Common Stock 17.2K $49.66 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Vesting occurs 25% per year beginning one year from grant date.