Doug Jones - Feb 14, 2025 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Director, President & CMBO, Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Jones
Stock symbol
PFSI
Transactions as of
Feb 14, 2025
Transactions value $
$0
Form type
4
Date filed
2/19/2025, 06:41 PM
Previous filing
Dec 27, 2024
Next filing
Feb 25, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Award $0 +8.41K +35.22% $0.00 32.3K Feb 14, 2025 Direct F1, F2
holding PFSI Common Stock 15.3K Feb 14, 2025 The Jones Family Trust
holding PFSI Common Stock 450K Feb 14, 2025 GR Family Investments LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFSI Nonstatutory Stock Option (Right to Buy) Award $0 +21.5K $0.00 21.5K Feb 14, 2025 Common Stock 21.5K $101.76 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.
F2 The reported amount consists of 32,306 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting.
F3 This nonstatutory stock option to purchase 21,456 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.