Francis G. O'Neill - Feb 18, 2025 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Risk Officer
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Feb 18, 2025
Transactions value $
-$199,542
Form type
4
Date filed
2/20/2025, 04:16 PM
Previous filing
Dec 10, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +2.34K +43.71% $0.00 7.7K Feb 18, 2025 Direct F1
transaction VOYA Common Stock Options Exercise $0 +3.4K +44.14% $0.00 11.1K Feb 18, 2025 Direct F1
transaction VOYA Common Stock Tax liability -$200K -2.64K -23.76% $75.67 8.46K Feb 18, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Performance Stock Unit Options Exercise $0 -2.34K -27.77% $0.00 6.09K Feb 18, 2025 Common Stock 2.34K Direct F2
transaction VOYA Restricted Stock Units Options Exercise $0 -3.4K -47.37% $0.00 3.78K Feb 18, 2025 Common Stock 3.4K Direct F3
holding VOYA Performance-Based Stock Options 21.4K Feb 18, 2025 Common Stock 21.4K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F3 The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
F4 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Risk Officer