Mark Elbaum - Feb 19, 2025 Form 3 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role: Chief Capital Markets Officer
Signature: /s/ Derek W. Stark, attorney-in-fact for Mr. Elbaum
Stock symbol: PFSI
Transactions as of: Feb 19, 2025
Transactions value $: $0
Form type: 3
Date filed: 3/3/2025, 06:57 PM
Previous filing: Feb 14, 2023
Next filing: Mar 4, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	PFSI	Common Stock						4.7K	Feb 19, 2025	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	PFSI	Nonstatutory Stock Option (Right to Buy)							Feb 19, 2025	Common Stock	1.47K	$84.93	Direct	F2
holding	PFSI	Nonstatutory Stock Option (Right to Buy)							Feb 19, 2025	Common Stock	3.13K	$101.76	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported amount consists of 4,038 of restricted stock units and 662 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F2	The nonstatutory stock option to purchase 1,471 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each anniversary date, subject to the Reporting Person's committed service through that date.
F3	The nonstatutory stock option to purchase 3,132 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each anniversary date, subject to the Reporting Person's committed service through that date.