Robert Axel - Feb 28, 2025 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
SVP and Controller
Signature
/s/ Richard J. Baker, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 28, 2025
Transactions value $
-$74,700
Form type
4
Date filed
3/4/2025, 02:20 PM
Previous filing
Feb 12, 2025
Next filing
Mar 17, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +577 +5.81% $0.00 10.5K Feb 28, 2025 Direct F1
transaction PRU Common Stock Tax liability -$22.4K -195 -1.85% $115.10 10.3K Feb 28, 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +678 +6.57% $0.00 11K Feb 28, 2025 Direct F1
transaction PRU Common Stock Tax liability -$26.4K -229 -2.08% $115.10 10.8K Feb 28, 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +665 +6.31% $0.00 11.2K Feb 28, 2025 Direct F1
transaction PRU Common Stock Tax liability -$25.9K -225 -2.09% $115.10 10.5K Feb 28, 2025 Direct F2
holding PRU Common Stock 1.38K Feb 28, 2025 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -577 -100% $0.00 0 Feb 28, 2025 Common Stock 577 $0.00 Direct F3, F4
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -678 -50% $0.00 678 Feb 28, 2025 Common Stock 678 $0.00 Direct F3, F5
transaction PRU 2024 Restricted Stock Units Options Exercise $0 -665 -33.32% $0.00 1.33K Feb 28, 2025 Common Stock 665 $0.00 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F5 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.