Robert Falzon - Feb 28, 2025 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and Vice Chairman
Signature
/s/ Richard J. Baker, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 28, 2025
Transactions value $
-$1,351,044
Form type
4
Date filed
3/4/2025, 02:25 PM
Previous filing
Feb 12, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +6.87K +2.91% $0.00 243K Feb 28, 2025 Direct F1
transaction PRU Common Stock Tax liability -$384K -3.34K -1.38% $115.10 239K Feb 28, 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +8.39K +3.5% $0.00 248K Feb 28, 2025 Direct F1
transaction PRU Common Stock Tax liability -$470K -4.08K -1.65% $115.10 244K Feb 28, 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +8.87K +3.7% $0.00 248K Feb 28, 2025 Direct F1
transaction PRU Common Stock Tax liability -$497K -4.32K -1.77% $115.10 239K Feb 28, 2025 Direct F2
holding PRU Common Stock 692 Feb 28, 2025 By 401(k)
holding PRU Common Stock 3.58K Feb 28, 2025 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -6.87K -100% $0.00 0 Feb 28, 2025 Common Stock 6.87K $0.00 Direct F3, F4
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -8.39K -50% $0.00 8.39K Feb 28, 2025 Common Stock 8.39K $0.00 Direct F3, F5
transaction PRU 2024 Restricted Stock Units Options Exercise $0 -8.87K -33.33% $0.00 17.7K Feb 28, 2025 Common Stock 8.87K $0.00 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F5 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.