Andrew F. Sullivan - Feb 28, 2025 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Executive Vice President
Signature
/s/ Richard J. Baker, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 28, 2025
Transactions value $
-$638,805
Form type
4
Date filed
3/4/2025, 02:48 PM
Previous filing
Feb 12, 2025
Next filing
Mar 11, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +3.02K +10.95% $0.00 30.6K Feb 28, 2025 Direct F1
transaction PRU Common Stock Tax liability -$171K -1.49K -4.86% $115.10 29.1K Feb 28, 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +4.04K +13.85% $0.00 33.2K Feb 28, 2025 Direct F1
transaction PRU Common Stock Tax liability -$236K -2.05K -6.18% $115.10 31.1K Feb 28, 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +3.96K +12.72% $0.00 35.1K Feb 28, 2025 Direct F1
transaction PRU Common Stock Tax liability -$232K -2.01K -5.73% $115.10 33.1K Feb 28, 2025 Direct F2
holding PRU Common Stock 425 Feb 28, 2025 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -3.02K -100% $0.00 0 Feb 28, 2025 Common Stock 3.02K $0.00 Direct F3, F4
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -4.04K -50% $0.00 4.04K Feb 28, 2025 Common Stock 4.04K $0.00 Direct F3, F5
transaction PRU 2024 Restricted Stock Units Options Exercise $0 -3.96K -33.33% $0.00 7.92K Feb 28, 2025 Common Stock 3.96K $0.00 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F5 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.