| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NI | Common Stock | Award | $927,203 | +22,720 | +14% | $40.81 | 182,863 | 28 Feb 2025 | Direct | F1 |
| transaction | NI | Common Stock | Tax liability | $403,529 | -9,888 | -5.4% | $40.81 | 172,975 | 28 Feb 2025 | Direct | F2 |
| transaction | NI | Common Stock | Tax liability | $89,619 | -2,196 | -1.3% | $40.81 | 170,779 | 28 Feb 2025 | Direct | F3 |
| transaction | NI | Common Stock | Sale | $526,191 | -12,900 | -7.6% | $40.79 | 157,879 | 03 Mar 2025 | Direct | F4, F5 |
| holding | NI | Common Stock | 791 | 28 Feb 2025 | 401(k) | F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Vesting of non-derivative performance stock units granted in 2022, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). |
| F2 | Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. |
| F3 | Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2022 Restricted Stock Unit award. |
| F4 | The reported sale of 12,900 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2024. |
| F5 | Includes shares acquired through dividend reinvestments. |
| F6 | Constitutes shares acquired through the NiSource Inc. Retirement Savings Plan through February 28, 2025. |