Heather H. Lavallee - 01 Jul 2025 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
President and CEO
Signature
/s/ Julie Watson, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
01 Jul 2025
Transactions value $
-$577,470
Form type
4
Filing time
03 Jul 2025, 13:40:08 UTC
Previous filing
02 Jul 2025
Next filing
29 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lavallee Heather H. President and CEO 200 PARK AVENUE, NEW YORK /s/ Julie Watson, Attorney-in-Fact 03 Jul 2025 0001851836

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +16.8K +28.57% $0.00 75.6K 01 Jul 2025 Direct F1
transaction VOYA Common Stock Tax liability -$577K -7.96K -10.54% $72.51 67.6K 01 Jul 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -16.8K -16.47% $0.00 85.1K 01 Jul 2025 Common Stock 16.8K Direct F2
holding VOYA Performance Stock Unit 204K 01 Jul 2025 Common Stock 204K Direct F3
holding VOYA Deferred Savings Plan Issuer Stock Units 5.69K 01 Jul 2025 Common Stock 5.69K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock and performance stock units that were awarded as compensation.
F2 The restricted stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F3 The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F4 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Remarks:

President and CEO