Edward R. Uzialko - Jun 22, 2021 Form 4 Insider Report for FEMASYS INC (FEMY)

Role
Director
Signature
/s/ Kathy Lee-Sepsick, Attorney-in-fact
Stock symbol
FEMY
Transactions as of
Jun 22, 2021
Transactions value $
$1,300,000
Form type
4
Date filed
6/24/2021, 04:54 PM
Previous filing
Jun 17, 2021
Next filing
Jun 10, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FEMY Common Stock Purchase $1.3M +100K +359.89% $13.00* 128K Jun 22, 2021 Direct
transaction FEMY Common Stock Conversion of derivative security +1.06M +829.08% 1.19M Jun 22, 2021 Direct F1
transaction FEMY Common Stock Conversion of derivative security +30.2K 30.2K Jun 22, 2021 By Spouse F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FEMY Series A Convertible Preferred Stock Conversion of derivative security -1.06M -100% 0 Jun 22, 2021 Common Stock 1.06M Direct F1
transaction FEMY Series B Convertible Preferred Stock Conversion of derivative security -30.2K -100% 0 Jun 22, 2021 Common Stock 30.2K By Spouse F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1,059,445 shares of Series A Convertible Preferred Stock were automatically converted into Common Stock in connection with the closing of the Issuer's initial public offering. The Series A Convertible Preferred Stock had no expiration date.
F2 30,175 shares of Series B Convertible Preferred Stock were automatically converted into Common Stock in connection with the closing of the Issuer's initial public offering. The Series B Convertible Preferred Stock had no expiration date.