Thomas S. Harbin - 30 Jun 2021 Form 4 Insider Report for Great Elm Group, Inc. (GEG)

Role
Director
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Issuer symbol
GEG
Transactions as of
30 Jun 2021
Transactions value $
$0
Form type
4
Filing time
02 Jul 2021, 17:05:19 UTC
Previous filing
28 May 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GEG Common Stock Award $0 +8,333 +5.58% $0 157,613 30 Jun 2021 Direct F1
transaction GEG Common Stock Award $0 +15,823 +10.04% $0 173,436 01 Jul 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was awarded 8,333 restricted stock units ("RSUs") that fully vested on the grant date, June 30, 2021.
F2 The Reporting Person was awarded 15,823 RSUs, 50% of which vest on September 30, 2021, and the remainder of which vest on December 31, 2021, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc.