Keith D. Phillips - 05 Jul 2021 Form 4 Insider Report for Piedmont Lithium Inc. (PLL)

Role: President and CEO
Signature: /s/ Bruce Czachor, Attorney-in-Fact for the reporting person
Issuer symbol: PLL
Transactions as of: 05 Jul 2021
Transactions value $: -$1,415,352
Form type: 4
Filing time: 07 Jul 2021, 21:02:20 UTC
Previous filing: 26 May 2021
Next filing: 22 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PLL	Common Stock, par value $0.0001	Sale	-$307,660	-4,000	-4.81%	$76.92	79,139	05 Jul 2021	Direct	F1
transaction	PLL	Common Stock, par value $0.0001	Options Exercise	$557,100	+30,000	+37.91%	$18.57	109,139	06 Jul 2021	Direct
transaction	PLL	Common Stock, par value $0.0001	Sale	-$319,803	-4,445	-4.07%	$71.95	104,694	06 Jul 2021	Direct	F2
transaction	PLL	Common Stock, par value $0.0001	Sale	-$117,705	-1,620	-1.55%	$72.66	103,074	06 Jul 2021	Direct	F3
transaction	PLL	Common Stock, par value $0.0001	Sale	-$166,535	-2,258	-2.19%	$73.75	100,816	06 Jul 2021	Direct	F4
transaction	PLL	Common Stock, par value $0.0001	Sale	-$121,461	-1,622	-1.61%	$74.88	99,194	06 Jul 2021	Direct	F5
transaction	PLL	Common Stock, par value $0.0001	Sale	-$141,190	-1,853	-1.87%	$76.2	97,341	06 Jul 2021	Direct	F6
transaction	PLL	Common Stock, par value $0.0001	Sale	-$279,836	-3,624	-3.72%	$77.22	93,717	06 Jul 2021	Direct	F7
transaction	PLL	Common Stock, par value $0.0001	Sale	-$246,456	-3,158	-3.37%	$78.04	90,559	06 Jul 2021	Direct	F8
transaction	PLL	Common Stock, par value $0.0001	Sale	-$271,802	-3,500	-3.86%	$77.66	87,059	06 Jul 2021	Direct	F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PLL	Stock Option (right to buy)	Options Exercise	$0	-30,000	-50%	$0	30,000	06 Jul 2021	Common Stock, par value $0.0001	30,000	$18.57	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price, converted to US dollars at the Federal Reserve rate of US$0.7499 per Australian dollar (A$). These shares were sold in the form of CHESS Depositary Interests (CDIs) in multiple transactions at prices ranging from A$102.50 to A$103.00 per common share equivalent, inclusive. The reporting person undertakes to provide to Piedmont Lithium Inc., any security holder of Piedmont Lithium Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein to this Form 4.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.26 to $72.25, inclusive.
F3	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.26 to $73.16, inclusive.
F4	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.31 to $74.24, inclusive.
F5	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.54 to $75.51, inclusive.
F6	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.56 to $76.55, inclusive.
F7	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.75 to $77.67, inclusive.
F8	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.78 to $78.30, inclusive.
F9	The price reported in Column 4 is a weighted average price, converted to US dollars at the Federal Reserve rate of US$0.7499 per A$. These shares were sold in the form of CDIs in multiple transactions at prices ranging from A$103.00 to A$104.00 per common share equivalent, inclusive.