Patrick Brindle - 06 Jul 2021 Form 4 Insider Report for Piedmont Lithium Inc. (PLL)

Role
EVP and CDO
Signature
/s/ Bruce Czachor, Attorney-in-Fact for the reporting person
Issuer symbol
PLL
Transactions as of
06 Jul 2021
Transactions value $
-$1,486,690
Form type
4
Filing time
08 Jul 2021, 21:04:58 UTC
Previous filing
26 May 2021
Next filing
23 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLL Common Stock, par value $0.0001 Options Exercise $557K +45K +459.61% $12.38 54.8K 06 Jul 2021 Direct
transaction PLL Common Stock, par value $0.0001 Tax liability -$557K -7.16K -13.07% $77.80 47.6K 06 Jul 2021 Direct
transaction PLL Common Stock, par value $0.0001 Sale -$429K -5.5K -11.55% $78.02 42.1K 06 Jul 2021 Direct F1
transaction PLL Common Stock, par value $0.0001 Sale -$348K -4.5K -10.68% $77.23 37.6K 06 Jul 2021 Direct F2
transaction PLL Common Stock, par value $0.0001 Sale -$710K -10K -26.57% $71.00 27.6K 06 Jul 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLL Stock Option (right to buy) Options Exercise $0 -45K -75% $0.00 15K 06 Jul 2021 Common Stock, par value $0.0001 45K $12.38 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.80 to $78.30, inclusive. The reporting person undertakes to provide to Piedmont Lithium Inc., any security holder of Piedmont Lithium Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.65 to $77.55, inclusive.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.54 to $71.39, inclusive.