Northern Data AG - 01 Sep 2021 Form 4 Insider Report for Riot Blockchain, Inc. (RIOT)

Role
10%+ Owner
Signature
/s/ Aroosh Thillainathan, Chief Executive Officer
Issuer symbol
RIOT
Transactions as of
01 Sep 2021
Transactions value $
-$68,154,295
Form type
4
Filing time
03 Sep 2021, 16:08:55 UTC
Previous filing
27 May 2021
Next filing
07 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RIOT Common Stock, no par value Sale -$68.2M -1.85M -15.68% $36.84 9.95M 01 Sep 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of the Issuer's common stock, no par value, sold by such Reporting Person in a secondary public offering as a selling stockholder pursuant to a registration statement on Form S-3 (Registration No. 333-259039), filed with the Securities and Exchange Commission by the Issuer on August 24, 2021.
F2 Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported by this Form 4.