Adam M. Kleinman - 24 Sep 2021 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Role: Chief Compliance Officer
Signature: /s/ Adam M. Kleinman
Issuer symbol: GECC
Transactions as of: 24 Sep 2021
Net transactions value: $0
Form type: 4
Filing time: 28 Sep 2021, 19:44:25 UTC
Next filing: 17 Jun 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GECC	Common Stock	Other	$0	+79,411	+100%	$0.000000	158,907	24 Sep 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Adam M. Kleinman is the President & Chief Operating Officer of Great Elm Group, Inc. ("GEG"). Mr. Kleinman received an award of 79,411 shares of common stock of Great Elm Capital Corp. that were owned by GEG, as compensation for his position at GEG. 19,853 of the shares vested on the grant date, September 24, 2021, and the remainder will vest in equal annual installments on each anniversary of the grant date until September 24, 2024, subject to continued service with GEG.

Content

Adam M. Kleinman is the President & Chief Operating Officer of Great Elm Group, Inc. ("GEG"). Mr. Kleinman received an award of 79,411 shares of common stock of Great Elm Capital Corp. that were owned by GEG, as compensation for his position at GEG. 19,853 of the shares vested on the grant date, September 24, 2021, and the remainder will vest in equal annual installments on each anniversary of the grant date until September 24, 2024, subject to continued service with GEG.