David J. Schulte - 12 Nov 2021 Form 4 Insider Report for CorEnergy Infrastructure Trust, Inc. (CORR)

Role
President & CEO & Chairman, Director
Signature
/s/ David J. Schulte
Issuer symbol
CORR
Transactions as of
12 Nov 2021
Transactions value $
-$2,209,575
Form type
4
Filing time
16 Nov 2021, 15:06:37 UTC
Previous filing
24 Aug 2021
Next filing
15 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CORR Depositary Shares representing Series A Preferred Stock Sale -$975K -40.1K -100% $24.30* 0 12 Nov 2021 By Corporation F1
transaction CORR Depositary Shares representing Series A Preferred Stock Sale -$1.23M -50.8K -100% $24.30* 0 12 Nov 2017 By Trust F2
holding CORR Common Stock 29K 12 Nov 2021 Direct
holding CORR Common Stock 272K 12 Nov 2021 By Corporation
holding CORR Common Stock 345K 12 Nov 2021 By Trust
holding CORR Common Stock 2.57K 12 Nov 2021 By Spouse as custodian of children's accounts

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CORR Class B Common Stock 161K 12 Nov 2021 Common Stock 161K By Corporation F1, F3
holding CORR Class B Common Stock 204K 12 Nov 2021 Common Stock 204K By Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A corporation controlled by the reporting person.
F2 A trust in which the reporting person serves as trustee.
F3 The shares of Class B Common Stock will convert to Common Stock on a one-for-one basis no later than February 4, 2024 depending on certain dividend payments by the Company as described in the Articles Supplementary related to the Class B Common Stock filed with the SEC on February 10, 2021. The Class B Common Stock is entitled to one vote per share and votes with the Common Stock.